James
Keith

Rfg Advisory, LLC

CRD#5816084
Investment Advisor
in Williamstown, KY

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About this Advisor

James Keith is a financial advisor who works out of Williamstown, Kentucky, with a total of 4 years of relevant experience. Keith is an employee of Rfg Advisory, LLC. The advisor has gained experience at Dalton Strategic Investment Services, Inc, Securities America, Inc, Arbor Point Advisors and Rfg Advisory, LLC. Keith maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Kentucky. Rfg Advisory, LLC is a financial advisory business based out of Birmingham, AL. It has offices in 46 locations and a total of 195 employees. It controls $3 billion in assets under management among its 16,034 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises eight charities and foundations. Of its 16,034 accounts, just 10% belong to high-net-worth investors who have more than $1 million in investable assets. Rfg Advisory, LLC has a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely vary depending on which services the firm provides the client. Fees charged by Rfg Advisory, LLC likely include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1408 N. Main Street
Williamstown, KY 41097

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Rfg Advisory, LLC Brokerage Details

Total Assets Under Management

$2,996,872,822

KY Average: $1,620,585,161
Total Number of Employees

195

KY Average: 52
Total Number of Accounts

16,034

KY Average: 1,560
Average Account Size

$186,907

KY Average: $1,038,837

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

James Keith Work History

James has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Rfg Advisory, LLC

2017 - Present (7 years)

Arbor Point Advisors

2014 - Present (10 years)

Securities America, Inc

2011 - 2014 (3 years)

Dalton Strategic Investment Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Keith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rfg Advisory, LLC

Christopher Rogers
Birmingham, AL
Laura Hinton
Birmingham, AL
Sean Cawley
Brentwood, TN
Brandon Clemens
Westlake, OH
Wesley Miller
Birmingham, AL
Jonathan Slater
Birmingham, AL
Nathan Reynolds
Birmingham, AL
Matthew Byars
Birmingham, AL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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