Michael
Gauss

Lpl Financial LLC

CRD#2537434
Investment Advisor
in Louisville, KY

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About this Advisor

Michael Gauss is a certified financial planner who works in Louisville, Kentucky who has 3 years of relevant experience. Gauss currently works for Lpl Financial LLC. Over the course of their career, Gauss has held roles at Financial Services Center, Royal Alliance Associates, Inc and Lpl Financial, LLC. Gauss has a Series 63 license, qualifying them as a securities broker, and is registered to work in Kentucky. Lpl Financial LLC is an advisory business headquartered in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 people on staff. It administers $368 billion in assets under management between its 1,688,501 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Lpl Financial LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fees largely depend on the type of financial services. Fees billed by Lpl Financial LLC may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, CERTIFIED FINANCIAL PLANNER™

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

8134 New La Grange Rd Ste 202
Louisville, KY 40222

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

KY Average: $646,059,043
Total Number of Employees

31,366

KY Average: 13
Total Number of Accounts

1,688,501

KY Average: 661
Average Account Size

$217,956

KY Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Michael Gauss Work History

Michael has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Lpl Financial, LLC

1997 - 2020 (23 years)

Royal Alliance Associates, Inc

1994 - 2020 (26 years)

Financial Services Center

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Gauss to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Mason
Biloxi, MS
Keith Clark
Corpus Christi, TX
Rebecca Chiccino
Charlestown, MA
Daniel Mehan
Chico, CA
Tracy Marlin
Newport Beach, CA
Hope Hoch
Oldsmar, FL
James Mullen
The Villages, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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