Richard
Tapke

Robert W. Baird & Co. Inc

CRD#4977456
Investment Advisor
in Covington, KY

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About this Advisor

Richard Tapke is a financial advisor who is based out of Covington, Kentucky. Currently an advisor at Robert W. Baird & Co. Inc, they have accumulated nine years of experience in the financial advisory industry. Tapke maintains Series 65 and Series 66 licenses, which certify the advisor as both a securities agent and an investment advisor representative. Tapke can act as an advisor in Florida, Kentucky, Ohio and Texas. Throughout their career, Tapke has worked at Robert W Baird & Co Inc and The Bank Of Kentucky, Inc. Robert W. Baird & Co. Inc is headquartered in Covington, Kentucky, and has 95 additional brick-and-mortar locations in the nation. Overall, Robert W. Baird & Co. Inc manages $140 billion in assets dispersed across 156,595 client accounts and employs more than 2,622 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the country. The firm manages 80,887 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 24% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Robert W. Baird & Co. Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 65, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

909 Wrights Summit Parkway Suite 300
Covington, KY 41011

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Robert W. Baird & Co. Inc Brokerage Details

Total Assets Under Management

$140,256,468,481

KY Average: $2,826,565,184
Total Number of Employees

2,622

KY Average: 43
Total Number of Accounts

156,595

KY Average: 1,898
Average Account Size

$895,664

KY Average: $1,489,234

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Richard Tapke Work History

Richard has 10 years of experience.

2015 - Present (5 years)

Robert W Baird & Co Inc

2010 - 2015 (5 years)

The Bank Of Kentucky, Inc

Disclosures

Richard Tapke has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Robert W. Baird & Co. Inc

Patrick Mcguire
Milwaukee, WI
Casi Jones
Seattle, WA
Joshua Mills
Cedar Rapids, IA
Preston Daniells
Grass Valley, CA
Nicholas Gomez
Milwaukee, WI
Ruben Rivas
Milwaukee, WI
Richard Tapke
Covington, KY
Julie Tapke
Covington, KY

This content was compiled from the SEC and FINRA.

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