Lpl Financial LLC

Investment Advisor
in Louisville, KY

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About this Advisor

Ruthanna Goodman is a financial advisor based in Louisville, Kentucky, with 10 years of experience as a financial advisor. Goodman works at Lpl Financial LLC. Throughout their career, Goodman has worked at Jp Morgan Securites LLC, Jp Morgan Chase Bank, Louisville And Indiana Railroad, John Jones Automotive Group, Park Community Credit Union and Lpl Financial. Goodman holds Series 63 and Series 66 licenses, designating them as a securities agent, and is registered to advise clients in Kentucky. Lpl Financial LLC is a registered investment firm headquartered in Louisville, Kentucky. The company has offices in 9,898 locations and a total of 28,744 advisors. It manages $404 billion in assets between its 1,517,995 client accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 3,162 charitable organizations. Of its 1,517,995 client accounts, 31% are held by high-net-worth individuals who have greater than $1 million in investable assets. The business provides a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management are based on which services the firm provides the client. Fee types billed by Lpl Financial LLC likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

6101 Fern Valley Road
Louisville, KY 40261

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Lpl Financial LLC Brokerage Details

Total Assets Under Management


KY Average: $646,059,043
Total Number of Employees


KY Average: 13
Total Number of Accounts


KY Average: 661
Average Account Size


KY Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Ruthanna Goodman Work History

Ruthanna has 10 years of experience.

2014 - Present (8 years)

Park Community Credit Union

2014 - Present (8 years)

Lpl Financial

2013 - 2014 (1 year)

Jp Morgan Securites LLC

2012 - 2014 (2 years)

Jp Morgan Chase Bank

2012 - 2012 (< 1 year)

Louisville And Indiana Railroad

2012 - 2012 (< 1 year)

John Jones Automotive Group


Ruthanna Goodman has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Jonathan Davis
Spokane, WA
Ruthanna Goodman
Louisville, KY
Douglas Chin
Red Bank, NJ
Paul Gross
Calabasas, CA
Allen Staples
Oklahoma City, OK
Mark Filiberto
Port Jefferson, NY
Roger Abel
Cedar Rapids, IA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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