Stephanie
Broughton
Argi Investment Services, LLC
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About this Advisor
Stephanie Broughton is a financial advisor based in Louisville, Kentucky with 1 year of industry experience. Broughton is an employee of Argi Investment Services, LLC. During their career, the advisor has held roles at Argi Financial Group/Investment Services and Cerity Partners. Broughton holds a Series 65 license, which qualifies them as an investment advisor representative, and is registered to advise clients in Kentucky. Argi Investment Services, LLC is a business based out of Louisville, KY. The firm has offices in eight locations and a total of 169 financial advisors. It handles $5 billion in assets among its 15,255 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm provides services to 17 charitable organizations. Of its 15,255 customer accounts, 28% belong to high-net-worth individuals who have greater than $1 million in assets. Argi Investment Services, LLC performs a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, selection of other advisers, educational seminars and other services. Financial advisory fees usually vary depending on the services offered. However, fee types billed by Argi Investment Services, LLC most likely include asset-based, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Argi Investment Services, LLC Brokerage Details
$4,569,619,524
169
15,255
$299,549
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers
- Educational seminars/workshops
- Other
Stephanie Broughton Work History
Stephanie has been registered as a financial advisor for 1 years.*
Cerity Partners
Argi Financial Group/Investment Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephanie Broughton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Argi Investment Services, LLC
Louisville, KY
Louisville, KY
Louisville, KY
Louisville, KY
Louisville, KY
Louisville, KY
Louisville, KY
Louisville, KY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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