David
Rau
Hornor, Townsend & Kent, LLC
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About this Advisor
David Rau is a financial advisor operating out of Baton Rouge, Louisiana with 3 years of industry experience. Rau currently works for Hornor, Townsend & Kent, LLC. Their career trajectory has included roles at Full Time Student, Sasol North America, Waitr, Prescriptions To Geaux, Louisiana State University, Lpl Financial, LLC, Hornor Townsend & Kent LLC and Penn Mutual Life Insurance Company. Rau holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Louisiana and Texas. Hornor, Townsend & Kent, LLC is a financial advisory firm based out of Horsham, PA. It has offices in 172 locations and a total of 471 advisors. It manages $7 billion in total assets among its 27,773 accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm provides services to 21 charities and foundations. Of its 27,773 client accounts, just 14% belong to high-net-worth investors who have at least $1 million in assets. The business provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees typically depend on which services the firm provides the client. However, fee types billed by Hornor, Townsend & Kent, LLC can be comprised of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hornor, Townsend & Kent, LLC Brokerage Details
$7,114,905,281
471
27,773
$256,181
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
David Rau Work History
David has been registered as a financial advisor for 3 years.*
Hornor Townsend & Kent LLC
Penn Mutual Life Insurance Company
Lpl Financial, LLC
Waitr
Louisiana State University
Sasol North America
Prescriptions To Geaux
Full Time Student
Full Time Student
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Rau to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Beachwood, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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