Gloria
Hoggatt

Morgan Stanley

CRD#2709222
Investment Advisor
in Baton Rouge, LA

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About this Advisor

Gloria Hoggatt is a financial advisor based in Baton Rouge, Louisiana who has 1 year of industry experience. Hoggatt works at Morgan Stanley. Over the course of their career, they have held roles at Lpl Financial LLC, Edward Jones, Morgan Stanley Smith Barney LLC and Scottrade. Hoggatt has a Series 63 license, certifying them as a securities broker, and is approved to work in Louisiana and Texas. Morgan Stanley is an advisory business operating out of Purchase, NY. It has offices in 930 locations and a total of 28,000 advisors. It has $1 trillion in total assets among its 2,233,188 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides financial advice to 30,383 charitable organizations. Of its 2,233,188 client accounts, just 1% belong to high-net-worth individuals who have at least $1 million in assets. Morgan Stanley offers a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely vary depending on the services. Fees charged by Morgan Stanley can include some blend of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

400 Convention Street Suite 400
Baton Rouge, LA 70802

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

LA Average: $7,464,549,021
Total Number of Employees

28,000

LA Average: 88
Total Number of Accounts

2,233,188

LA Average: 3,892
Average Account Size

$530,659

LA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Gloria Hoggatt Work History

Gloria has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Morgan Stanley Smith Barney LLC

2017 - 2022 (5 years)

Edward Jones

2016 - 2017 (1 year)

Lpl Financial LLC

2005 - 2015 (10 years)

Scottrade

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Gloria Hoggatt to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Baltimore, MD
Charles Doering
Walnut Creek, CA
Beth Prospero
Jersey City, NJ
Calvin Mason
Pueblo, CO
Melissa Moyer
Blue Bell, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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