James
Mccormick
Lpl Financial LLC
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About this Advisor
James Mccormick is a financial advisor who works in Shreveport, Louisiana with a total of 5 years of relevant experience. Mccormick currently works for Lpl Financial LLC. Over the course of their career, Mccormick has held roles at Lpl Financial LLC and Invest Financial Corporation. Mccormick has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in District Of Columbia, Louisiana and Texas. Lpl Financial LLC is an advisory business operating out of Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 employees. It manages $368 billion in assets under management between its 1,688,501 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm provides services to 3,425 charities and foundations. Of its 1,688,501 accounts, 31% belong to high-net-worth clients who have more than $1 million in assets available to invest. Lpl Financial LLC has a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management typically are based on the financial services offered. However, fees charged by Lpl Financial LLC most likely are comprised of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
James Mccormick Work History
James has been registered as a financial advisor for 5 years.*
Lpl Financial LLC
Invest Financial Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Mccormick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Denver, CO
The Villages, FL
Sea Girt, NJ
Buffalo, NY
Charlestown, MA
Chico, CA
Oldsmar, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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