Richard
Romano

Northwestern Mutual Investment Services, LLC

CRD#1918877
Investment Advisor
in Metairie, LA

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About this Advisor

Richard Romano is a financial advisor based in Metairie, Louisiana, working with Northwestern Mutual Investment Services, LLC. Richard has previously held positions at Northwestern Mutual Life, Nml, Odyssey House, Rp Nml Equity, and Northwestern Mutual Investment Services, LLC. Richard has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Louisiana. Currently, Richard is part of Northwestern Mutual Investment Services, LLC, which operates out of Metairie, Louisiana. The firm has 2,537 employees and offers various services. The fee structure at Northwestern Mutual Investment Services, LLC includes fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

111 Veterans Mem Blvd Ste 1812
Metairie, LA 70005

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,537

LA Average: 43

Investment Advisory Services

  • Other

Richard Romano Work History

1989 - Present (35 years)

Northwestern Mutual Investment Services, LLC

1988 - Present (36 years)

Rp Nml Equity

1987 - Present (37 years)

Northwestern Mutual Life

1987 - Present (37 years)

Nml

1987 - Present (37 years)

Odyssey House

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Disclosures

Please visit the SEC profile of Richard Romano to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Stephanie Watson
New York, NY
Benjamin Hershey
Mechanicsburg, PA
Spencer Croft
Reston, VA
Ronald Coulson
Leawood, KS
Reem Rawashdeh
Omaha, NE
Drew Snodgrass
Springfield, IL
William Vincent
Peachtree Corners, GA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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