Benjamin
O'Connor

F L Putnam Investment Management Co

CRD#6051973
Investment Advisor
in Scarborough, ME

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About this Advisor

Benjamin O'Connor is a financial advisor based in Scarborough, Maine, working with F L Putnam Investment Management Co. Benjamin has previously held positions at J.P. Morgan Securities LLC, Jpmorgan Chase Bank Na, Jefferies LLC, Ubs Financial Services Inc, Ubs Securities LLC, and F.L. Putnam Investment Management Company. Benjamin has passed the Series 63, Series 65, and Series 66 regulatory exams and is registered to provide services in Maine. Currently, Benjamin is part of F L Putnam Investment Management Co, which operates out of Scarborough, Maine. The firm has 10 offices and 105 employees. The firm manages assets totaling $6.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, educational seminars, and other services. The fee structure at F L Putnam Investment Management Co includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

5 Widgery Wharf
Scarborough, ME 04074

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F L Putnam Investment Management Co Brokerage Details

Total Assets Under Management

$6,168,006,683

ME Average: $16,012,751,954
Total Number of Employees

105

ME Average: 118
Total Number of Accounts

5,203

ME Average: 4,567
Average Account Size

$1,185,471

ME Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Benjamin O'Connor Work History

2022 - Present (3 years)

F.L. Putnam Investment Management Company

2020 - 2022 (2 years)

Ubs Securities LLC

2017 - 2022 (5 years)

Ubs Financial Services Inc

2016 - 2017 (1 year)

Jefferies LLC

2014 - 2016 (2 years)

J.P. Morgan Securities LLC

2014 - 2016 (2 years)

Jpmorgan Chase Bank Na

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Disclosures

Please visit the SEC profile of Benjamin O'Connor to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at F L Putnam Investment Management Co

Glen Martin
Providence, RI
Michael Desclos
Lynnfield, MA
Ann Marie Foran
Wellesley Hills, MA
Corey Pomerleau
Lynnfield, MA
Benjamin O'Connor
Scarborough, ME
Landon Fritch
Wolfeboro, NH
Todd Mills
Wellesley Hills, MA
Sean Cragan
Lynnfield, MA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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