Benjamin
O'Connor
F L Putnam Investment Management Co
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About this Advisor
Benjamin O'Connor is a financial advisor working in Scarborough, Maine, with a total of 1 year of industry experience. O'Connor is currently employed by F L Putnam Investment Management Co. Over the course of their career, O'Connor has held roles at Hfp Capital Markets LLC, Barclays Capital, J.P. Morgan Securities LLC, Jpmorgan Chase Bank Na, Jefferies LLC, Ubs Financial Services Inc, Ubs Securities LLC and F.L. Putnam Investment Management Company. O'Connor has Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in Maine. F L Putnam Investment Management Co is an advisory firm that has its headquarters in Wellesley Hills, MA. It has offices in eight locations and a total of 84 employees. It manages $4 billion in assets across its 4,312 accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves 163 charitable organizations. Of its 4,312 customer accounts, 52% are associated with high-net-worth clients who have at least $1 million in assets available to invest. F L Putnam Investment Management Co provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and other services. A financial advisor's fee schedules typically depend on which services the firm provides the client. Fees billed by F L Putnam Investment Management Co likely include any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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F L Putnam Investment Management Co Brokerage Details
$4,302,700,958
84
4,312
$997,843
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Other
Benjamin O'Connor Work History
Benjamin has been registered as a financial advisor for 1 years.*
F.L. Putnam Investment Management Company
Ubs Securities LLC
Ubs Financial Services Inc
Jefferies LLC
J.P. Morgan Securities LLC
Jpmorgan Chase Bank Na
Barclays Capital
Hfp Capital Markets LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Benjamin O'Connor to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at F L Putnam Investment Management Co
Providence, RI
Wolfeboro, NH
Wellesley Hills, MA
Providence, RI
Scarborough, ME
Wellesley Hills, MA
Portland, ME
Providence, RI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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