David
Black

Usa Financial Securities Corporation

CRD#5361167
Investment Advisor
in Bangor, ME

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About this Advisor

David Black is a financial advisor based out of Bangor, Maine, with 2 years of industry experience. Black is currently employed by Usa Financial Securities Corporation. During their career, Black has held roles at Royal Alliance Associates, New England Schooner, Inc, Cantella & Co., Inc, Usa Financial Securities and Bangor Wealth Management. Black maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Maine and Massachusetts. Usa Financial Securities Corporation is a registered investment company based out of Ada, MI. The investment advisory business has offices in 126 locations and a total of 166 advisors. It controls $224 million in assets among its 1,433 client accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. Of its 1,433 customer accounts, just 1% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The business has a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial management depend on the services. However, fee types billed by Usa Financial Securities Corporation likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

6 State St. Ste 310
Bangor, ME 04401

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Usa Financial Securities Corporation Brokerage Details

Total Assets Under Management

$223,546,536

ME Average: $943,424,332
Total Number of Employees

166

ME Average: 21
Total Number of Accounts

1,433

ME Average: 1,586
Average Account Size

$155,999

ME Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

David Black Work History

David has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Usa Financial Securities

2016 - Present (8 years)

Bangor Wealth Management

2016 - 2021 (5 years)

Cantella & Co., Inc

2015 - 2016 (1 year)

New England Schooner, Inc

2007 - 2016 (9 years)

Royal Alliance Associates

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Black to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Usa Financial Securities Corporation

Kevin Dudka
Ada, MI
Michael Frantz
Ada, MI
Susan Green
Tustin, CA
Shannon Larosse
Ada, MI
Sara Wolf
Ada, MI
Matthew Fry
Ada, MI
Michael Smolko
Ada, MI
Arturo Burgueno
San Antonio, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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