James
Jackson

Pruco Securities, LLC

CRD#1100824
Investment Advisor
in Auburn, ME

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About this Advisor

James Jackson is a financial advisor who works out of Auburn, Maine with 21 years of industry experience. Jackson is an advisor for Pruco Securities, LLC. Their career trajectory has included roles at Prudential Insurance Company Of America and Pruco Securities, LLC. Jackson holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to work in Maine and New Hampshire. Pruco Securities, LLC is a business that has its headquarters in Newark, NJ. The firm has offices in 42 locations and a total of 2,500 advisors. It has $14 billion in assets between its 106,737 client accounts, making it one of the largest firms in the United States by assets under management. Of its 106,737 client accounts, just 1% are associated with high-net-worth investors who have more than $1 million in investable assets. The business provides a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fees vary depending on which services the firm provides the client. However, fee types billed by Pruco Securities, LLC likely include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Auburn, ME

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$14,029,321,422

ME Average: $10,121,009,343
Total Number of Employees

2,500

ME Average: 92
Total Number of Accounts

106,737

ME Average: 6,978
Average Account Size

$131,438

ME Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

James Jackson Work History

James has been registered as a financial advisor for 21 years.*

1988 - Present (36 years)

Prudential Insurance Company Of America

1988 - Present (36 years)

Pruco Securities, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Jackson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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