Katy
Carr
Charter Oak Capital Management
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About this Advisor
Katy Carr is a financial advisor who works out of Portsmouth, New Hampshire with a total of 7 years of relevant experience. Carr is on the advisory team at Charter Oak Capital Management. Their career trajectory has included roles at Wells Fargo Advisors LLC, Raymond James Financial Services, Inc, Raymond James Financial Services Advisors Inc, Charter Oak Capital Management and Purshe Kaplan Sterling Investments. Carr maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to work in Maine and New Hampshire. Charter Oak Capital Management is a registered investment firm based in Portsmouth, NH. The investment advisory business has offices in three locations and a total of 21 advisors. It has $983 million in total assets between its 4,284 accounts, making it one of the larger firms in the country by assets under management. The firm serves 12 charitable organizations. Of its 4,284 customer accounts, 21% belong to high-net-worth individuals who have at least $1 million in assets. The advisory firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and educational seminars. A financial advisor's fee schedules usually depend on which service is offered. However, fees charged by Charter Oak Capital Management most likely include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Charter Oak Capital Management Brokerage Details
$983,419,357
21
4,284
$229,556
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Educational seminars/workshops
Katy Carr Work History
Katy has been registered as a financial advisor for 7 years.*
Charter Oak Capital Management
Purshe Kaplan Sterling Investments
Raymond James Financial Services, Inc
Raymond James Financial Services Advisors Inc
Wells Fargo Advisors LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Katy Carr to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Charter Oak Capital Management
Portland, ME
Portsmouth, NH
Portsmouth, NH
Portsmouth, NH
Portsmouth, NH
Portsmouth, NH
Portsmouth, NH
Portsmouth, NH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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