Peggy
Jones-East

Robert W. Baird & Co. Inc

CRD#5126921
Investment Advisor
in Camden, ME

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About this Advisor

Peggy Jones-East is a financial advisor based out of Camden, Maine with 6 years of relevant experience. Jones-East works at Robert W. Baird & Co. Inc. Their career trajectory has included roles at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Robert W. Baird. Jones-East has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can operate in Maine and Texas. Robert W. Baird & Co. Inc is an advisory company operating out of Milwaukee, WI. The investment advisory business has offices in 161 locations and a total of 4,071 advisors. It oversees $248 billion in total assets between its 316,065 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 1,212 charitable organizations. Of its 316,065 customer accounts, 25% are associated with high-net-worth clients who have more than $1 million in investable assets. The business has a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Financial management fee schedules are based on which services are provided. However, fee types charged by Robert W. Baird & Co. Inc likely include asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

92 Elm Street
Camden, ME 04843

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Robert W. Baird & Co. Inc Brokerage Details

Total Assets Under Management

$247,790,348,025

ME Average: $2,826,565,184
Total Number of Employees

4,071

ME Average: 43
Total Number of Accounts

316,065

ME Average: 1,898
Average Account Size

$783,985

ME Average: $1,489,234

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Peggy Jones-East Work History

Peggy has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Robert W. Baird

2016 - 2017 (1 year)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Peggy Jones-East to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Robert W. Baird & Co. Inc

Denise Stup
Denver, CO
Samantha Bane
Milwaukee, WI
John Zielinski
Milwaukee, WI
April Punch
Covington, KY
Katharine Christian
Houston, TX
Rebecca Schuster
Waukesha, WI
Kelly Heppe
Denver, CO
Angela Taylor
Louisville, KY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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