Andrew
Pantoja
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Andrew Pantoja is a financial advisor operating in Gaithersburg, Maryland with 1 year of industry experience. Pantoja currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Terry Schulz Landscaping LLC, Sakuramen, Jinya Ramen Bar, Primary Education, Ipic Theaters LLC, Montgomery College, University Of Maryland, College Park and Bank Of America, N.A. Pantoja holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can advise clients in Maryland and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a company based out of New York, NY. The firm has offices in 3,372 locations and a total of 36,687 employees. It has $1 trillion in total assets across its 2,864,234 customer accounts, placing it among the biggest firms in the country by assets under management. The firm provides financial advisory services to 4,459 charities and foundations. Of its 2,864,234 client accounts, 23% belong to high-net-worth investors who have at least $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc provides a diverse assortment of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules usually depend on which service is offered. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc can include any combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Andrew Pantoja Work History
Andrew has been registered as a financial advisor for 1 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Jinya Ramen Bar
Ipic Theaters LLC
Sakuramen
University Of Maryland, College Park
Terry Schulz Landscaping LLC
Montgomery College
Primary Education
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Andrew Pantoja to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
