James
Hardwick

Pnc Investments

CRD#1784482
Investment Advisor
in Catonsville, MD

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About this Advisor

James Hardwick is a financial advisor based out of Catonsville, Maryland, with a total of 10 years of professional experience. Hardwick currently works for Pnc Investments. Over the course of their career, Hardwick has held roles at Farmers, First Command, First Command Financial Planning, Inc, First Command Financial Services, Inc, Pnc Bank and Pnc Investments. Hardwick holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Maryland. Pnc Investments is a firm based out of Catonsville, Maryland. The company has offices in 804 locations and a total of 1,516 employees. It manages $26 billion in assets between its 150,141 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm provides services to 211 charities and foundations. Of its 150,141 customer accounts, just 1% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The firm has a few services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial management fees usually depend on the type of services offered. Fees charged by Pnc Investments typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

728 Frederick Road
Catonsville, MD 21228

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Pnc Investments Brokerage Details

Total Assets Under Management

$26,424,820,270

MD Average: $15,833,994,310
Total Number of Employees

1,516

MD Average: 41
Total Number of Accounts

150,141

MD Average: 3,342
Average Account Size

$176,000

MD Average: $4,737,880

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

James Hardwick Work History

James has 10 years of experience.

2014 - Present (8 years)

Pnc Bank

2014 - Present (8 years)

Pnc Investments

2012 - 2012 (< 1 year)

Farmers

2012 - 2012 (< 1 year)

First Command

2012 - 2013 (1 year)

First Command Financial Planning, Inc

2012 - 2013 (1 year)

First Command Financial Services, Inc

Disclosures

James Hardwick has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Pnc Investments

Samuel Annaian
Mars, PA
Joseph Geronimo
Pittsburgh, PA
Quentin Roos
Fredericksburg, VA
Marc Blount
Pittsburgh, PA
Brian Haschke
Canonsburg, PA
Christopher Todd
Dallas, TX
Mark Strunk Jr
Whitehall, PA
Ambreen Shahab
Fairfax, VA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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