Neil
Kaplan
Caitlin John
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About this Advisor
Neil Kaplan is a financial advisor operating in Brighton, Michigan with a total of 1 year of relevant experience. Kaplan is an employee of Caitlin John. During their career, Kaplan has held roles at Guardian Pointe Private Wealth Management, LLC, Kis Financial, LLC and Caitlin John, LLC. Kaplan holds a Series 65 license, certifying them as an investment advisor representative, and is approved to serve investors in Maryland. Caitlin John is an advisory company that has its headquarters in Brighton, MI. It has offices in 13 locations and a total of 23 advisors. It has $113 million in total assets across its 815 client accounts, making it one of the mid-sized investment advisory firms in the United States by assets under management. Of its 815 accounts, just 3% are associated with high-net-worth investors who have at least $1 million in assets available to invest. The advisory firm has a wide set of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. A financial advisor's fee schedules vary depending on the financial services provided. Fees charged by Caitlin John can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Caitlin John Brokerage Details
$113,340,363
23
815
$139,068
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Neil Kaplan Work History
Neil has been registered as a financial advisor for 1 years.*
Caitlin John, LLC
Kis Financial, LLC
Guardian Pointe Private Wealth Management, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Neil Kaplan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Caitlin John
Brighton, MI
Brighton, MI
Brighton, MI
Brighton, MI
Brighton, MI
Tampa, FL
Reedley, CA
Brighton, MI
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