Scott
Carroll

Pnc Investments

CRD#6588672
Investment Advisor
in Bel Air, MD

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About this Advisor

Scott Carroll is a financial advisor operating out of Bel Air, Maryland with 1 year of relevant experience. Carroll currently works for Pnc Investments. During their career, Carroll has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Publix Supermarkets, Simon Property Group, Florida State University, All Source and Pnc Investments LLC. Carroll has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Florida. Pnc Investments is a business that has its headquarters in Pittsburgh, PA. The firm has offices in 583 locations and a total of 1,218 people on staff. It has $22 billion in assets across its 152,386 client accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 203 charities and foundations. Of its 152,386 customer accounts, just 1% belong to high-net-worth investors who have greater than $1 million in assets. The company has a few services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial management vary depending on which services the firm provides the client. However, fee types charged by Pnc Investments typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

130 South Bond Street
Bel Air, MD 21014

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Pnc Investments Brokerage Details

Total Assets Under Management

$21,629,770,547

MD Average: $15,833,994,310
Total Number of Employees

1,218

MD Average: 41
Total Number of Accounts

152,386

MD Average: 3,342
Average Account Size

$141,941

MD Average: $4,737,880

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Scott Carroll Work History

Scott has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Pnc Investments LLC

2015 - 2022 (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2015 - 2015 (< 1 year)

Simon Property Group

2015 - 2015 (< 1 year)

All Source

2011 - 2015 (4 years)

Florida State University

2007 - 2015 (8 years)

Publix Supermarkets

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Scott Carroll to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Pnc Investments

Joseph Geronimo
Pittsburgh, PA
Abby Smith
Pittsburgh, PA
Justin Fornataro
Pittsburgh, PA
Christopher Todd
Cleveland, OH
Tom Hornak
Avon, IN
Daphne Warner
Dayton, OH
Dennis Lacey
Emerson, NJ
Nicholas Sarnacki
South Lyon, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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