Sean
Mcelroy

Ubs Financial Services Inc

CRD#5110061
Investment Advisor
in Cockeysville, MD

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About this Advisor

Sean Mcelroy is a financial advisor based in Cockeysville, Maryland, working with Ubs Financial Services Inc. Sean has previously held positions at Ubs Financial Services, Betamore, Millennial Media, and Baltimore Angels. Sean has passed the Series 66 regulatory exam and is registered to provide services in Maryland and Texas. Currently, Sean is part of Ubs Financial Services Inc, which operates out of Cockeysville, Maryland. The firm has 369 offices and 12,701 employees. The firm manages assets totaling $702.4 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services, and educational seminars. The fee structure at Ubs Financial Services Inc includes asset-based, hourly, fixed, commission-based, and other fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

307 International Circle Suite 440
Cockeysville, MD 21030

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$702,387,082,915

MD Average: $10,121,009,343
Total Number of Employees

12,701

MD Average: 92
Total Number of Accounts

1,093,486

MD Average: 6,978
Average Account Size

$642,338

MD Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Sean Mcelroy Work History

2017 - Present (7 years)

Ubs Financial Services

2015 - 2016 (1 year)

Betamore

2014 - 2015 (1 year)

Millennial Media

2013 - 2015 (2 years)

Baltimore Angels

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Sean Mcelroy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Hailey Van Avery
Everett, WA
Dominic Russo
Weehawken, NJ
Matthew Smith
Bethesda, MD
Vincent Andrighetto
Palo Alto, CA
Emily Puckett
Knoxville, TN
Lauren Srour
Short Hills, NJ
Jasmine Richardson
Mount Laurel, NJ
Samantha Wagner
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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