Sean
Thompson
Sagepoint Financial, Inc
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About this Advisor
Sean Thompson is a financial advisor who works out of Gaithersburg, Maryland with a total of 1 year of industry experience. Thompson is currently employed by Sagepoint Financial, Inc. Their career trajectory has included roles at Investcorp Retirement Specialists, School and Sagepoint Financial, Inc. Thompson maintains Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Maryland and Virginia. Sagepoint Financial, Inc is a registered investment business that has its headquarters in Phoenix, AZ. It has offices in 770 locations and a total of 3,563 employees. It oversees $17 billion in assets under management across its 86,848 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides financial advisory services to 113 charities and foundations. Of its 86,848 client accounts, just 10% are held by high-net-worth clients who have more than $1 million in investable assets. Sagepoint Financial, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on which services the firm provides the client. Fees charged by Sagepoint Financial, Inc may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sagepoint Financial, Inc Brokerage Details
$16,478,907,740
3,563
86,848
$189,744
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Sean Thompson Work History
Sean has been registered as a financial advisor for 1 years.*
Investcorp Retirement Specialists
Sagepoint Financial, Inc
Investcorp Retirement Specialists
Investcorp Retirement Specialists
School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sean Thompson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Framingham, MA
Phoenix, AZ
Syracuse, NY
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