Stephen
Rosen

Hightower Advisors, LLC

CRD#2504144
Investment Advisor
in Bethesda, MD

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Stephen Rosen is a financial advisor working out of Bethesda, Maryland with a total of 10 years of industry experience. Rosen is an employee of Hightower Advisors, LLC. During their career, Rosen has held roles at Hightower Securities, LLC and Hightower Advisors, LLC. Rosen holds Series 63 and Series 66 licenses, certifying them as a securities representative, and is able to serve investors in Maryland. Hightower Advisors, LLC is a financial advisory company that has its headquarters in Chicago, IL. It has offices in 100 locations and a total of 1,700 people on staff. It has $105 billion in assets among its 144,757 accounts, making it one of the largest firms in the nation by assets under management. The firm provides services to 474 charitable organizations. Of its 144,757 accounts, just 13% belong to high-net-worth investors who have more than $1 million in assets. The firm performs a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. A financial advisor's fee schedules depend on which service is provided. However, fees charged by Hightower Advisors, LLC can consist of any blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

7200 Wisconsin Avenue Suite 910
Bethesda, MD 20814

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Hightower Advisors, LLC Brokerage Details

Total Assets Under Management

$105,230,209,755

MD Average: $6,674,516,078
Total Number of Employees

1,700

MD Average: 44
Total Number of Accounts

144,757

MD Average: 2,564
Average Account Size

$726,944

MD Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Stephen Rosen Work History

Stephen has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Hightower Securities, LLC

2013 - Present (11 years)

Hightower Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Rosen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hightower Advisors, LLC

Matthew Emery
Portland, ME
Francis Masse
Wayne, PA
Robinson Mertilus
Alpharetta, GA
William Giffin
Downers Grove, IL
Jason Croy
Greensboro, NC
Alicia Sher
Chicago, IL
John Stevenson
Dallas, TX
Gregory Sarian
Wayne, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started