Steven
Lim

Founders Financial Securities LLC

CRD#6134111
Investment Advisor
in Columbia, MD

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About this Advisor

Steven Lim is a financial advisor working out of Columbia, Maryland who has 7 years of industry experience. Lim is an employee of Founders Financial Securities LLC. Their career trajectory has included roles at Ask Financial Services LTD, Interstate Health Underwriters, Jowga Kung Fu Athletic Association, Costco Wholesale, University Of Md, Baltimore County, Howard Community College, Lim Financial Group and Founders Financial Securities LLC. Lim has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in Maryland. Founders Financial Securities LLC is an advisory business headquartered in Towson, MD. The firm has offices in 63 locations and a total of 138 employees. It controls $2 billion in assets between its 16,137 customer accounts, placing it among the largest firms in the nation by assets under management. The firm serves 25 charitable organizations. Of its 16,137 accounts, just 9% are held by high-net-worth individuals who have more than $1 million in investable assets. The business offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fee schedules largely vary depending on the financial services provided. However, fees charged by Founders Financial Securities LLC likely include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees

Office Location

9250 Rumsey Road Suite 103
Columbia, MD 21045

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Founders Financial Securities LLC Brokerage Details

Total Assets Under Management

$2,272,682,543

MD Average: $6,889,882,315
Total Number of Employees

138

MD Average: 45
Total Number of Accounts

16,137

MD Average: 765
Average Account Size

$140,837

MD Average: $9,006,382

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Steven Lim Work History

Steven has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Lim Financial Group

2015 - Present (9 years)

Interstate Health Underwriters

2015 - Present (9 years)

Founders Financial Securities LLC

2015 - 2016 (1 year)

Ask Financial Services LTD

2013 - 2015 (2 years)

University Of Md, Baltimore County

2012 - 2015 (3 years)

Ask Financial Services LTD

2011 - 2015 (4 years)

Costco Wholesale

2011 - 2013 (2 years)

Howard Community College

2009 - 2015 (6 years)

Jowga Kung Fu Athletic Association

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Lim to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Founders Financial Securities, LLC

Brian Zabora
Towson, MD
Bruce Cain
Anderson, IN
Kimberly Stewart
Delaware, OK
Lisa Spitler
Brighton, MI
Andrew Douglas
Newark, DE
Matthew Kradel
Martinsburg, WV
Emily Mascio
Finksburg, MD
Heather Aeschliman
Brighton, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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