Andrew
Humberd

Tcw Investment Management Company LLC

CRD#4428739
Investment Advisor
in Andover, MA

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About this Advisor

Andrew Humberd is a financial advisor based in Andover, Massachusetts, working with Tcw Investment Management Company LLC. Andrew has previously held positions at Natixis Global Associates, Putnam Inv./Putnam Retail Management, Tcw LLC, and Tcw Funds Distributors. Andrew has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in multiple states, including Alabama, Alaska, Arizona, Arkansas, California, District of Columbia, Florida, Georgia, Hawaii, Idaho, Indiana, Iowa, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin. Currently, Andrew is part of Tcw Investment Management Company LLC, which operates out of Andover, Massachusetts. The firm has 7 offices and 403 employees. The firm manages assets totaling $39.9 billion and serves a variety of clients, including charitable organizations. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and other services. The fee structure at Tcw Investment Management Company LLC includes asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

Andover, MA

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Tcw Investment Management Company LLC Brokerage Details

Total Assets Under Management

$39,896,609,596

MA Average: $7,578,581,321
Total Number of Employees

403

MA Average: 43
Total Number of Accounts

4,569

MA Average: 3,727
Average Account Size

$8,732,022

MA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Andrew Humberd Work History

2024 - Present (0 year)

Tcw LLC

2024 - Present (0 year)

Tcw Funds Distributors

2014 - Present (10 years)

Putnam Inv./Putnam Retail Management

2009 - 2014 (5 years)

Natixis Global Associates

Disclosures

Please visit the SEC profile of Andrew Humberd to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Tcw Investment Management Company LLC

Michael Stevens
Los Angeles, CA
Thomas Kuo
Los Angeles, CA
Javier Santos
Los Angeles, CA
Dylan Thai
Los Angeles, CA
Kevin Sochovka
Morristown, NJ
Daniel Pace
Los Angeles, CA
Jessica Coste
Los Angeles, CA
Nicholas Diaz
Los Angeles, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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