Ann
Swartz
Integrated Wealth Concepts LLC
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About this Advisor
Ann Swartz is a chartered financial consultant operating in Rockland, Massachusetts with a total of 7 years of industry experience. Swartz currently works for Integrated Wealth Concepts LLC. The advisor has gained experience at Financial Productivity Group, Lincoln Financial Advisors Corporation, Integrated Wealth Concepts LLC and Lpl Financial, LLC. Swartz maintains a Series 63 license, qualifying them as a securities broker, and can work in Massachusetts. Integrated Wealth Concepts LLC is an advisory firm that has its headquarters in Waltham, MA. It has offices in 57 locations and a total of 178 financial advisors. It controls $8 billion in total assets between its 17,089 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm advises 24 charities and foundations. Of its 17,089 customer accounts, 37% are held by high-net-worth investors who have at least $1 million in investable assets. Integrated Wealth Concepts LLC provides a broad range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. A financial advisor's fee schedules largely are based on which service is provided. Fees charged by Integrated Wealth Concepts LLC can include any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Integrated Wealth Concepts LLC Brokerage Details
$7,465,967,800
178
17,089
$436,887
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Ann Swartz Work History
Ann has been registered as a financial advisor for 7 years.*
Integrated Wealth Concepts LLC
Lpl Financial, LLC
Lincoln Financial Advisors Corporation
Financial Productivity Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ann Swartz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Integrated Wealth Concepts LLC
Solana Beach, CA
Waltham, MA
Saint Joseph, MO
Rockland, MA
Waltham, MA
Northbrook, IL
Solana Beach, CA
Huntington Beach, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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