Integrated Wealth Concepts LLC

Investment Advisor
in Rockland, MA

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About this Advisor

Ann Swartz is a chartered financial consultant operating in Rockland, Massachusetts with a total of 7 years of industry experience. Swartz currently works for Integrated Wealth Concepts LLC. The advisor has gained experience at Financial Productivity Group, Lincoln Financial Advisors Corporation, Integrated Wealth Concepts LLC and Lpl Financial, LLC. Swartz maintains a Series 63 license, qualifying them as a securities broker, and can work in Massachusetts. Integrated Wealth Concepts LLC is an advisory firm that has its headquarters in Waltham, MA. It has offices in 57 locations and a total of 178 financial advisors. It controls $8 billion in total assets between its 17,089 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm advises 24 charities and foundations. Of its 17,089 customer accounts, 37% are held by high-net-worth investors who have at least $1 million in investable assets. Integrated Wealth Concepts LLC provides a broad range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. A financial advisor's fee schedules largely are based on which service is provided. Fees charged by Integrated Wealth Concepts LLC can include any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

300 Ledgewood Place Suite 100
Rockland, MA 02370

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Integrated Wealth Concepts LLC Brokerage Details

Total Assets Under Management


MA Average: $16,012,751,954
Total Number of Employees


MA Average: 118
Total Number of Accounts


MA Average: 4,567
Average Account Size


MA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Ann Swartz Work History

Ann has been registered as a financial advisor for 7 years.*

2016 - Present (7 years)

Integrated Wealth Concepts LLC

2016 - Present (7 years)

Lpl Financial, LLC

2014 - 2016 (2 years)

Lincoln Financial Advisors Corporation

2013 - 2014 (1 year)

Financial Productivity Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Ann Swartz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Integrated Wealth Concepts LLC

Terrance Arges
Solana Beach, CA
Christian Bryant
Saint Joseph, MO
Darren Fabric
Northbrook, IL
Ann Swartz
Rockland, MA
Vanessa Pearson
Huntington Beach, CA
Robert Brown
Waltham, MA
Joseph O'Loughlin
Waltham, MA
Donald Rittenhouse
Solana Beach, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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