Audrey
Daum
Moors & Cabot, Inc
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About this Advisor
Audrey Daum is a financial advisor based in Boston, Massachusetts, working with Moors & Cabot, Inc. Audrey has previously held positions at Oppenheimer & Co. Inc and Moors & Cabot Inc. Audrey has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California. Currently, Audrey is part of Moors & Cabot, Inc, which operates out of Boston, Massachusetts. The firm has 12 offices and 137 employees. The firm manages assets totaling $2.5 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Moors & Cabot, Inc includes asset-based, hourly, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Moors & Cabot, Inc Brokerage Details
$2,492,384,191
137
4,119
$605,094
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Audrey Daum Work History
Moors & Cabot Inc
Oppenheimer & Co. Inc
Disclosures
Please visit the SEC profile of Audrey Daum to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Moors & Cabot, Inc
Keokuk, IA
Boston, MA
Boston, MA
Boston, MA
Boston, MA
Fort Collins, CO
Winter Park, FL
Naples, FL
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