Brooke
Fleming

Commonwealth Financial Network

CRD#5739899
Investment Advisor
in Westborough, MA

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About this Advisor

Brooke Fleming is a financial advisor who works out of Westborough, Massachusetts, with a total of 10 years of financial industry experience. Fleming is an advisor for Commonwealth Financial Network. During their career, Fleming has held roles at Pnc Global Investment Servicing and Ball Financial Services/James N Ball & Company. Fleming has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Massachusetts. Commonwealth Financial Network is a firm that has its headquarters in Westborough, Massachusetts. The investment advisory business has offices in 1,090 locations and a total of 3,200 employees. It oversees $81 billion in assets under management across its 335,560 accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 223 charitable organizations. Of its 335,560 accounts, just 3% are held by high-net-worth individuals who have greater than $1 million in investable assets. The advisory firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advisory services largely depend on which services the firm provides the client. Fee types billed by Commonwealth Financial Network can include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

3 Oak Street
Westborough, MA 01581

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$85,214,650,650

MA Average: $16,012,751,954
Total Number of Employees

3,350

MA Average: 118
Total Number of Accounts

388,288

MA Average: 4,567
Average Account Size

$219,462

MA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Brooke Fleming Work History

Brooke has 10 years of experience.

2014 - Present (6 years)

Ball Financial Services/James N Ball & Company

2009 - 2013 (4 years)

Ball Financial Services/James N Ball & Company

2008 - 2009 (1 year)

Pnc Global Investment Servicing

Disclosures

Brooke Fleming has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Commonwealth Financial Network

Michael Ball
Overland Park, KS
Alisha Butterfield
Rapid City, SD
Brandon Luke
Kahului, HI
Kyle Hagan-Collins
Warwick, RI
Alexander Bartholomew
Worcester, MA
Thomas Muscato
Pittsford, NY
Brooke Fleming
Westborough, MA
Brent Caswell
Overland Park, KS

This content was compiled from the SEC and FINRA.

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