Brooke
Fleming

Commonwealth Financial Network

CRD#5739899
Investment Advisor
in Westborough, MA

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About this Advisor

Brooke Fleming is a financial advisor operating out of Westborough, Massachusetts, with a total of 10 years in the industry. Fleming is an advisor for Commonwealth Financial Network. The advisor has gained experience at Ball Financial Services/James N Ball & Company. Fleming holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Massachusetts. Commonwealth Financial Network is a registered investment business based in Westborough, Massachusetts. The company has offices in 1,090 locations and a total of 3,350 advisors. It administers $85 billion in assets between its 388,288 customer accounts, making it one of the largest firms in the country by assets under management. The firm provides financial advisory services to 259 charities and foundations. Of its 388,288 accounts, just 3% are held by high-net-worth clients who have more than $1 million in investable assets. Commonwealth Financial Network has a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules depend on the financial services provided. Fees charged by Commonwealth Financial Network may include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

3 Oak Street
Westborough, MA 01581

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$85,214,650,650

MA Average: $16,012,751,954
Total Number of Employees

3,350

MA Average: 118
Total Number of Accounts

388,288

MA Average: 4,567
Average Account Size

$219,462

MA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Brooke Fleming Work History

Brooke has 11 years of experience.

2014 - Present (6 years)

Ball Financial Services/James N Ball & Company

2009 - 2013 (4 years)

Ball Financial Services/James N Ball & Company

Disclosures

Brooke Fleming has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Commonwealth Financial Network

Fred Scheffner
Salt Lake City, UT
John Farrell
Waltham, MA
Jodene Gibbs
Reston, VA
Charles Carter
Phoenix, AZ
Daniel Flanagan
Framingham, MA
Karen Tupitza
Fairfax, VA
Joanne Mungall
San Jose, CA
Ryan Sant
Lynnwood, WA

This content was compiled from the SEC and FINRA.

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