Carleton
Ellis

Empower Advisory Group, LLC

CRD#6562250
Investment Advisor
in Chelmsford, MA

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About this Advisor

Carleton Ellis is a financial advisor based in Chelmsford, Massachusetts, working with Empower Advisory Group, LLC. Carleton has previously held positions at Fidelity Brokerage Services LLC, Bankers Life And Casualty Company, Center For Community Independence, Pingree School, Young Legends Street Hockey, Infinex Investments, Inc, Citizens Securities Inc, TD Ameritrade, GWFS Equities, Inc, and Bar Harbor Bank And Trust. Carleton has passed the Series 66 and Series 63 regulatory exams and is registered to provide services in Massachusetts. Currently, Carleton is part of Empower Advisory Group, LLC, which operates out of Chelmsford, Massachusetts. The firm has 4 offices and 766 employees. The firm manages assets totaling $134.3 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, and educational seminars. The fee structure at Empower Advisory Group, LLC includes asset-based and fixed fees.

Certifications and Registrations

Series 66, Series 63

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Chelmsford, MA

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Empower Advisory Group, LLC Brokerage Details

Total Assets Under Management

$134,279,160,181

MA Average: $2,349,664,866
Total Number of Employees

766

MA Average: 28
Total Number of Accounts

188,739

MA Average: 1,101
Average Account Size

$711,454

MA Average: $2,134,119

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops

Carleton Ellis Work History

2021 - Present (3 years)

Gwfs Equities, Inc

2020 - 2021 (1 year)

Td Ameritrade

2019 - 2020 (1 year)

Citizens Securities Inc

2018 - 2019 (1 year)

Infinex Investments, Inc

2018 - 2019 (1 year)

Bar Harbor Bank And Trust

2015 - 2018 (3 years)

Fidelity Brokerage Services LLC

2015 - 2015 (< 1 year)

Bankers Life And Causualty Company

2014 - 2015 (1 year)

Center For Community Independence

2013 - 2015 (2 years)

Pingree School

2004 - 2015 (11 years)

Young Legends Street Hockey

Disclosures

Please visit the SEC profile of Carleton Ellis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Empower Advisory Group, LLC

Jon Travis
Kansas City, MO
Michael Byrne
Englewood, CO
Andrew Stahl
Englewood, CO
Kristopher Yates
Englewood, CO
Janine Sam
Myersville, MD
Daniel Fuqua
Abingdon, MD
Tara Voorhies
Englewood, CO
Francisco Hernandez
Englewood, CO

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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