Daniel
Kates
Goldman Sachs Personal Financial Management
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About this Advisor
Daniel Kates is a financial advisor based in Holyoke, Massachusetts with a total of 4 years of industry experience. Kates works at Goldman Sachs Personal Financial Management. Over the course of their career, they have held roles at Massmutual Life Insurance Company, Mml Investors Services, Gaudreau Wealth New England, Mid Atlantic Capital Corporation, Mid Atlantic Financial Management, Inc, United Capital Financial Advisers, LLC and Cetera Advisor Networks. Kates maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Massachusetts. Goldman Sachs Personal Financial Management is an advisory business operating out of Newport Beach, CA. The investment advisory business has offices in 87 locations and a total of 727 people on staff. It controls $13 billion in assets among its 82,991 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 153 charitable organizations. Of its 82,991 customer accounts, 17% are held by high-net-worth clients who have more than $1 million in investable assets. Goldman Sachs Personal Financial Management performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. A financial advisor's fees vary depending on which service is provided. Fee types charged by Goldman Sachs Personal Financial Management may include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Goldman Sachs Personal Financial Management Brokerage Details
$13,178,742,322
727
82,991
$158,797
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
Daniel Kates Work History
Daniel has been registered as a financial advisor for 4 years.*
United Capital Financial Advisers, LLC
United Capital Financial Advisers, LLC
Cetera Advisor Networks
Mid Atlantic Capital Corporation
Mid Atlantic Financial Management, Inc
Massmutual Life Insurance Company
Mml Investors Services
Gaudreau Wealth New England
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Daniel Kates to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Goldman Sachs Personal Financial Management
Newport Beach, CA
Bethesda, MD
Irving, TX
New York, NY
Irving, TX
Peachtree Corners, GA
Newport Beach, CA
Reno, NV
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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