Ubs Financial Services Inc

Investment Advisor
in Peabody, MA

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About this Advisor

Giovanni Galbiati is a financial advisor operating out of Peabody, Massachusetts, with a total of 12 years of experience as a financial advisor. Galbiati currently works for Ubs Financial Services Inc. Their career trajectory has included roles at Raymond James Financial Services, Insurance-Non Variable, Raymond James Financial Services Advisors, Inc and Ubs Financial Services Inc. Galbiati maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Texas. Ubs Financial Services Inc is a financial advisory firm that has its headquarters in Peabody, Massachusetts. The investment advisory business has offices in 369 locations and a total of 13,335 employees. It has $496 billion in total assets across its 957,738 customer accounts, making it one of the biggest firms in the nation by assets under management. The firm serves 4,771 charitable organizations. Of its 957,738 client accounts, 56% are held by high-net-worth individuals who have greater than $1 million in assets. Ubs Financial Services Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fees largely depend on which services are offered. However, fees charged by Ubs Financial Services Inc can be comprised of any blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

8 Essex Center Drive 2Nd Floor
Peabody, MA 01960

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


MA Average: $10,121,009,343
Total Number of Employees


MA Average: 92
Total Number of Accounts


MA Average: 6,978
Average Account Size


MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Giovanni Galbiati Work History

Giovanni has 13 years of experience.

2011 - Present (9 years)

Ubs Financial Services Inc

2009 - 2011 (2 years)

Raymond James Financial Services Advisors, Inc

2008 - 2011 (3 years)

Insurance-Non Variable

2007 - 2011 (4 years)

Raymond James Financial Services


Giovanni Galbiati has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Peter Maroney
New York, NY
Iziar Moure
Charlotte, NC
Fay Fruin-Jameson
Los Gatos, CA
John Dunahoo
Franklin, TN
Saman Samii
Dallas, TX
Christopher Albanese
Weehawken, NJ
Patrick Harrington
Weehawken, NJ

This content was compiled from the SEC and FINRA.

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