James
Waggett

Td Private Client Wealth LLC

CRD#4687491
Investment Advisor
in Boston, MA
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About this Advisor

James Waggett is a chartered financial analyst working in Boston, Massachusetts, with a total of 16 years of experience as a financial advisor. Waggett works at Td Private Client Wealth LLC. During their career, Waggett has held roles at Micro Data Systems, Bank Of America, Fidelity Investments, Td Bank N.A and Td Private Client Wealth LLC. Waggett holds a Series 63 license, designating them as a securities agent, and is able to operate in Connecticut and Massachusetts. Td Private Client Wealth LLC is an advisory business headquartered in Boston, Massachusetts. The firm has offices in 33 locations and a total of 231 financial advisors. It administers $3 billion in assets under management across its 2,389 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 60 charities and foundations. Of its 2,389 customer accounts, 20% are associated with high-net-worth individuals who have at least $1 million in assets. Td Private Client Wealth LLC provides a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. Financial advisory fee schedules typically are based on the services. Fees billed by Td Private Client Wealth LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

200 State Street, 10Th Floor
Boston, MA 02109

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Td Private Client Wealth LLC Brokerage Details

Total Assets Under Management

$2,694,701,934

MA Average: $7,464,549,021
Total Number of Employees

231

MA Average: 88
Total Number of Accounts

2,389

MA Average: 3,892
Average Account Size

$1,127,962

MA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

James Waggett Work History

James has 16 years of experience.

2016 - Present (3 years)

Td Bank N.A

2016 - Present (3 years)

Td Private Client Wealth LLC

2012 - 2012 (0 years)

Micro Data Systems

2012 - 2016 (4 years)

Fidelity Investments

2002 - 2011 (9 years)

Bank Of America

Disclosures

James Waggett has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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