James
Waggett
F L Putnam Investment Management Co
Answer a few questions and
get matched with an advisor.
About this Advisor
James Waggett is a certified financial planner and chartered financial analyst who works out of Wellesley Hills, Massachusetts with a total of 1 year of industry experience. Waggett is currently employed by F L Putnam Investment Management Co. Their career trajectory has included roles at Fidelity Investments, Td Bank N.A, Td Private Client Wealth LLC, Thrivent Financial, Equitable Advisors, LLC, F. L. Putnam Investment Management Co and Thrivent Investment Management Inc. Waggett has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Massachusetts. F L Putnam Investment Management Co is a financial advisory firm that has its headquarters in Wellesley Hills, MA. The firm has offices in eight locations and a total of 84 advisors. It oversees $4 billion in total assets among its 4,312 accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm advises 163 charitable organizations. Of its 4,312 accounts, 52% belong to high-net-worth investors who have at least $1 million in assets. The company has a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and other services. Fees charged by financial advisors usually are based on the type of financial services provided. Fees charged by F L Putnam Investment Management Co can include some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
F L Putnam Investment Management Co Brokerage Details
$4,302,700,958
84
4,312
$997,843
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Other
James Waggett Work History
James has been registered as a financial advisor for 1 years.*
F. L. Putnam Investment Management Co
Thrivent Financial
Equitable Advisors, LLC
Thrivent Investment Management Inc
Td Bank N.A
Td Private Client Wealth LLC
Fidelity Investments
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Waggett to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at F L Putnam Investment Management Co
Providence, RI
Providence, RI
Wolfeboro, NH
Wellesley Hills, MA
Scarborough, ME
Wellesley Hills, MA
Lynnfield, MA
Wellesley Hills, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
