Ubs Financial Services Inc
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About this Advisor
Jeffrey Appelstein is a financial advisor in Peabody, Massachusetts. Currently an advisor with Ubs Financial Services Inc, Appelstein has an impressive 22 years of practice as a registered advisor. Appelstein has Series 63 and Series 65 licenses, which certify the advisor as both a securities agent and an investment advisor representative. Appelstein can advise customers in Texas. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Ubs Financial Services Inc. Ubs Financial Services Inc is based out of Peabody, Massachusetts, and operates out of 369 other locations across the country. As an advisory firm, Ubs Financial Services Inc manages $496 billion in assets dispersed across 922,927 accounts and retains more than 13,402 people. The amount of assets the firm manages places it among the largest firms in the nation. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 52% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Ubs Financial Services Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Jeffrey Appelstein Work History
Jeffrey has 22 years of experience.
Ubs Financial Services Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
Jeffrey Appelstein has no disclosures.
Please visit their SEC profile for more details.
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