Jeffrey
Appelstein

Ubs Financial Services Inc

CRD#2276734
Investment Advisor
in Peabody, MA

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About this Advisor

Jeffrey Appelstein is a financial advisor working out of Peabody, Massachusetts, who has been in the industry for 10 years. Appelstein works at Ubs Financial Services Inc. They have been an employee of Ubs Financial Services Inc for the entirety of their career. Appelstein has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Texas. Ubs Financial Services Inc is an advisory company operating out of Peabody, Massachusetts. It has offices in 369 locations and a total of 13,335 employees. It administers $496 billion in assets between its 957,738 accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm advises 4,771 charities and foundations. Of its 957,738 client accounts, 56% are held by high-net-worth clients who have greater than $1 million in investable assets. The advisory firm performs a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. A financial advisor's fee schedules typically vary depending on which services are provided. However, fees billed by Ubs Financial Services Inc may include any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

8 Essex Center Drive 2Nd Floor
Peabody, MA 01960

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

MA Average: $10,121,009,343
Total Number of Employees

13,335

MA Average: 92
Total Number of Accounts

957,738

MA Average: 6,978
Average Account Size

$517,923

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Jeffrey Appelstein Work History

Jeffrey has 11 years of experience.

2009 - Present (11 years)

Ubs Financial Services Inc

Disclosures

Jeffrey Appelstein has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Amanda Evans
Houston, TX
Nicole Hiller
Wayzata, MN
Jeremy Seidman
Boston, MA
Magda Malinowski
Chicago, IL
Christopher Albanese
Weehawken, NJ
Marcela Brown
Milwaukee, WI
Eric Ayarzagoitia Trevino
San Antonio, TX
Erika Lara
San Angelo, TX

This content was compiled from the SEC and FINRA.

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