Jeffrey
Thomas
Swan Global Investments, LLC
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About this Advisor
Jeffrey Thomas is a financial advisor operating out of Milton, Massachusetts with 2 years of industry experience. Thomas is an advisor for Swan Global Investments, LLC. Over the course of their career, they have held roles at Foreside Fund Services, LLC, Swan Global Investments, LLC, Northern Lights Distributors, LLC, Wbi Investments, Quasar Distributors, LLC, Sammons Financial Network, LLC and Sammons Retirement Solutions. Thomas has Series 63 and Series 66 licenses, certifying them as a securities agent, and is registered to operate in Colorado. Swan Global Investments, LLC is a financial advisory firm operating out of Durango, CO. It administers $2 billion in total assets among its 3,144 customer accounts, placing it among the largest firms in the country by assets under management. Of its 3,144 customer accounts, just 1% belong to high-net-worth investors who have greater than $1 million in investable assets. Swan Global Investments, LLC performs a set of services, including portfolio management for individuals and small businesses, portfolio management for investment companies and portfolio management for institutional clients. Financial management fees typically vary depending on which services the firm provides the client. However, fee types billed by Swan Global Investments, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Swan Global Investments, LLC Brokerage Details
$2,202,238,420
18
3,144
$700,458
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
Jeffrey Thomas Work History
Jeffrey has been registered as a financial advisor for 2 years.*
Northern Lights Distributors, LLC
Swan Global Investments, LLC
Sammons Financial Network, LLC
Sammons Retirement Solutions
Foreside Fund Services, LLC
Swan Global Investments, LLC
Northern Lights Distributors, LLC
Wbi Investments
Quasar Distributors, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jeffrey Thomas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Swan Global Investments, LLC
Tampa, FL
Durango, CO
Durango, CO
Milton, MA
Dallas, TX
Littleton, CO
Durango, CO
Durango, CO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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