Ubs Financial Services Inc
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About this Advisor
John O'Connor is a financial advisor based out of Peabody, Massachusetts, with a total of 11 years of experience as a financial advisor. O'Connor is an advisor for Ubs Financial Services Inc. Over the course of their career, they have held roles at Barclays Capital Inc and Ubs Financial Services Inc. O'Connor holds Series 63 and Series 66 licenses, qualifying them as a securities representative, and is registered to serve investors in Texas. Ubs Financial Services Inc is an advisory business operating out of Peabody, Massachusetts. The investment advisory business has offices in 369 locations and a total of 13,335 employees. It has $496 billion in assets under management among its 957,738 accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 4,771 charitable organizations. Of its 957,738 accounts, 56% belong to high-net-worth clients who have greater than $1 million in investable assets. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial advisory fees vary depending on which services the firm provides the client. However, fee types charged by Ubs Financial Services Inc can be comprised of any combination of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
John O'Connor Work History
John has 12 years of experience.
Ubs Financial Services Inc
Barclays Capital Inc
John O'Connor has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
San Francisco, CA
Fort Lauderdale, FL