John
O'Connor

Ubs Financial Services Inc

CRD#866829
Investment Advisor
in Peabody, MA

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About this Advisor

John O'Connor is a financial advisor whose office is in Peabody, Massachusetts. Currently an investment advisor at Ubs Financial Services Inc, they have accrued 10 years of professional experience in the financial advisory industry. O'Connor holds Series 63 and Series 66 licenses, certifying the advisor as a securities broker. O'Connor is registered to work with clients in Texas. During their career, O'Connor has held roles at Barclays Capital Inc and Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Peabody, Massachusetts, and has 369 offices in the country. As an advisory firm, Ubs Financial Services Inc oversees $496 billion in assets throughout 922,927 accounts and employs more than 13,402 people. The amount of assets the firm manages places it among the largest firms in the country. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 52% of the advisor firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

8 Essex Center Drive 2Nd Floor
Peabody, MA 01960

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

MA Average: $10,121,009,343
Total Number of Employees

13,335

MA Average: 92
Total Number of Accounts

957,738

MA Average: 6,978
Average Account Size

$517,923

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

John O'Connor Work History

John has 10 years of experience.

2010 - Present (9 years)

Ubs Financial Services Inc

2008 - 2010 (2 years)

Barclays Capital Inc

Disclosures

John O'Connor has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Debra Noble
Weehawken, NJ
Patrick Harrington
Weehawken, NJ
Micaela Murphy
La Jolla, CA
Kory Frost
Farmington, MI
Felicia Chang
Pasadena, CA
Chester Wang
Boulder, CO
Juliana Trovato
Florham Park, NJ
Brent Barnhart
Birmingham, MI

This content was compiled from the SEC and FINRA.

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