Karen
Carlin Woodard

Ubs Financial Services Inc

CRD#2180161
Investment Advisor
in Boston, MA
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About this Advisor

Karen Carlin Woodard is a certified financial planner working in Boston, Massachusetts, with a total of 10 years of work experience. Carlin Woodard is an employee of Ubs Financial Services Inc. During their career, the advisor has held roles at Credit Suisse Securities (Usa) LLC, Credit Suisse Lending LLC and Ubs Financial Services Inc. Carlin Woodard holds a Series 63 license, designating them as a securities agent, and is registered to advise clients in Texas. Ubs Financial Services Inc is a registered investment firm headquartered in Boston, Massachusetts. The investment advisory business has offices in 369 locations and a total of 13,402 advisors. It controls $496 billion in total assets between its 922,927 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 4,543 charities and foundations. Of its 922,927 client accounts, 52% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. The business offers a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees charged by financial advisors largely are based on which service is provided. However, fees billed by Ubs Financial Services Inc likely are comprised of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

One Post Office Square
Boston, MA 02109

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

MA Average: $10,121,009,343
Total Number of Employees

13,335

MA Average: 92
Total Number of Accounts

957,738

MA Average: 6,978
Average Account Size

$517,923

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Karen Carlin Woodard Work History

Karen has 10 years of experience.

2015 - Present (4 years)

Ubs Financial Services Inc

2014 - 2015 (1 year)

Credit Suisse Lending LLC

2008 - 2015 (7 years)

Credit Suisse Securities (Usa) LLC

Disclosures

Karen Carlin Woodard has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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