Kate
Zien

Commonwealth Financial Network

CRD#6066816
Investment Advisor
in Lee, MA

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About this Advisor

Kate Zien is a financial advisor who works in Lee, Massachusetts, who has been in the industry for 10 years. Zien is an advisor for Commonwealth Financial Network. Zien has gained experience at Ameriprise Financial Services, Inc, Moravian College, Ace Hardware, Justice For Girls and Commonwealth Financial Network. Zien has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in Connecticut and Massachusetts. Commonwealth Financial Network is a business that has its headquarters in Lee, Massachusetts. The company has offices in 1,090 locations and a total of 3,400 advisors. It controls $111 billion in assets under management among its 436,517 client accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 277 charities and foundations. Of its 436,517 client accounts, just 4% are held by high-net-worth individuals who have greater than $1 million in assets. Commonwealth Financial Network offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors usually vary depending on which services the firm provides the client. Fees billed by Commonwealth Financial Network may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

15 Main Street Suite B2
Lee, MA 01238

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Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$111,440,393,319

MA Average: $16,012,751,954
Total Number of Employees

3,400

MA Average: 118
Total Number of Accounts

436,517

MA Average: 4,567
Average Account Size

$255,295

MA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Kate Zien Work History

Kate has 10 years of experience.

2018 - Present (3 years)

Commonwealth Financial Network

2014 - 2018 (4 years)

Ameriprise Financial Services, Inc

2014 - 2014 (< 1 year)

Ameriprise Financial Services, Inc

2013 - 2013 (< 1 year)

Ameriprise Financial Services, Inc

2012 - 2012 (< 1 year)

Ameriprise Financial Services, Inc

2011 - 2011 (< 1 year)

Ace Hardware

2010 - 2014 (4 years)

Moravian College

2010 - 2010 (< 1 year)

Justice For Girls

Disclosures

Kate Zien has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Commonwealth Financial Network

Fred Scheffner
Salt Lake City, UT
William Gallagher
Wilmington, DE
Gregory Frank
Reading, PA
Andrew Miner
Waltham, MA
Ryan Sant
Lynnwood, WA
Kelly Ronimus
Coronado, CA
Patricia Shyman
Phoenix, AZ
Adam Hammer
Lockport, NY

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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