Kate
Koplin

Commonwealth Financial Network

CRD#6066816
Investment Advisor
in Lee, MA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Kate Koplin is a financial advisor based in Lee, Massachusetts, working with Commonwealth Financial Network. Kate has previously held positions at Ameriprise Financial Services, Inc, Commonwealth Financial Network, and Trailhead Financial LLC. Kate has passed the Series 66 regulatory exam and is registered to provide services in Connecticut and Massachusetts. Currently, Kate is part of Commonwealth Financial Network, which operates out of Lee, Massachusetts. The firm has 1,613 offices and 4,500 employees. The firm manages assets totaling $177.0 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Commonwealth Financial Network includes asset-based, hourly, fixed, and commission-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

15 Main Street Suite B2
Lee, MA 01238

Find an advisor who will work directly with you

SmartAsset’s free tool matches you with up to three vetted financial advisors who serve your area, and you can have a free introductory call with your advisor matches to decide which one you feel is right for you. Click here to get matched with an advisor today.

Commonwealth Financial Network Brokerage Details

Total Assets Under Management

$177,031,841,416

MA Average: $16,012,751,954
Total Number of Employees

4,500

MA Average: 118
Total Number of Accounts

623,075

MA Average: 4,567
Average Account Size

$284,126

MA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Kate Koplin Work History

2018 - Present (7 years)

Commonwealth Financial Network

2018 - Present (7 years)

Trailhead Financial LLC

2014 - 2018 (4 years)

Ameriprise Financial Services, Inc

2014 - 2014 (< 1 year)

Ameriprise Financial Services, Inc

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Kate Koplin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Commonwealth Financial Network

Melanie Migneault
Keene, NH
John Macdougall
Northfield, MA
Mark Law
Iowa City, IA
Derenig Kostikian
Waltham, MA
Richard Allred
Waltham, MA
Conor Bryant
Slingerlands, NY
Lauren Hawekotte
Fullerton, CA
Shain Steffens
Andover, NJ

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Find an advisor who will work directly with you

Answer a few questions, get matched with up to 3 advisors, compare and decide which is right for you. Click here to find your advisor matches today.
Get started