Pruco Securities, LLC

Investment Advisor
in Hadley, MA

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About this Advisor

Louis Jeffries is a chartered financial consultant working in Hadley, Massachusetts with 1 year of industry experience. Jeffries is currently employed by Pruco Securities, LLC. Over the course of their career, they have held roles at Scottrade, Inc, Td Ameritrade, Inc, Td Ameritrade Investment Management, LLC, The Prudential Insurance Company Of America, Scottrade Investment Management, Lincoln Financial Advisors Corporation and Pruco Securities, LLC. Jeffries maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and is approved to operate in Connecticut, Florida, Illinois, Massachusetts and Rhode Island. Pruco Securities, LLC is a company that has its headquarters in Newark, NJ. The investment advisory business has offices in 42 locations and a total of 2,500 people on staff. It administers $14 billion in assets across its 106,737 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. Of its 106,737 customer accounts, just 1% belong to high-net-worth clients who have greater than $1 million in investable assets. Pruco Securities, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules usually vary depending on the type of financial services offered. However, fees billed by Pruco Securities, LLC can consist of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Consultant

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

4 Bay Road Suite 100
Hadley, MA 01035

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management


MA Average: $10,121,009,343
Total Number of Employees


MA Average: 92
Total Number of Accounts


MA Average: 6,978
Average Account Size


MA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Louis Jeffries Work History

Louis has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

The Prudential Insurance Company Of America

2022 - Present (2 years)

Pruco Securities, LLC

2021 - 2022 (1 year)

Lincoln Financial Advisors Corporation

2018 - 2021 (3 years)

Td Ameritrade, Inc

2018 - 2020 (2 years)

Td Ameritrade Investment Management, LLC

2016 - 2018 (2 years)

Scottrade Investment Management

2009 - 2018 (9 years)

Scottrade, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Louis Jeffries to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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