Mark
Coote

Ubs Financial Services Inc

CRD#4780202
Investment Advisor
in Peabody, MA

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About this Advisor

Mark Coote is an investment advisor whose office is in Peabody, Massachusetts. Currently a registered advisor at Ubs Financial Services Inc, Coote has 11 years of work experience. Coote maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Coote is able to work with clients based out of Texas. Coote has worked their entire career at Ubs Financial Services Inc. Ubs Financial Services Inc is located in Peabody, Massachusetts, and has 369 other offices throughout the nation. As a registered investment firm, Ubs Financial Services Inc manages $496 billion in assets dispersed across 957,738 client accounts and retains more than 13,335 people. The firm's total assets under management makes it one of the biggest firms in the country. The firm manages 500,077 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 56% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

8 Essex Center Drive 2Nd Floor
Peabody, MA 01960

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

MA Average: $10,121,009,343
Total Number of Employees

13,335

MA Average: 92
Total Number of Accounts

957,738

MA Average: 6,978
Average Account Size

$517,923

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Mark Coote Work History

Mark has 12 years of experience.

2008 - Present (12 years)

Ubs Financial Services Inc

Disclosures

Mark Coote has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Brent Barnhart
Birmingham, MI
John Dunahoo
Franklin, TN
Deidra Geraghty
Palo Alto, CA
Christopher Albanese
Weehawken, NJ
Casey Arundel
Atlanta, GA
Magda Malinowski
Chicago, IL
Evan Bloomberg
Short Hills, NJ
Fay Fruin-Jameson
Los Gatos, CA

This content was compiled from the SEC and FINRA.

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