Ubs Financial Services Inc

Investment Advisor
in Peabody, MA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Mark Coote is an investment advisor whose office is in Peabody, Massachusetts. Currently a registered advisor at Ubs Financial Services Inc, Coote has 11 years of work experience. Coote maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Coote is able to work with clients based out of Texas. Coote has worked their entire career at Ubs Financial Services Inc. Ubs Financial Services Inc is located in Peabody, Massachusetts, and has 369 other offices throughout the nation. As a registered investment firm, Ubs Financial Services Inc manages $496 billion in assets dispersed across 957,738 client accounts and retains more than 13,335 people. The firm's total assets under management makes it one of the biggest firms in the country. The firm manages 500,077 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 56% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

8 Essex Center Drive 2Nd Floor
Peabody, MA 01960

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


MA Average: $10,121,009,343
Total Number of Employees


MA Average: 92
Total Number of Accounts


MA Average: 6,978
Average Account Size


MA Average: $1,450,417

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Mark Coote Work History

Mark has 12 years of experience.

2008 - Present (12 years)

Ubs Financial Services Inc


Mark Coote has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Brent Barnhart
Birmingham, MI
John Dunahoo
Franklin, TN
Deidra Geraghty
Palo Alto, CA
Christopher Albanese
Weehawken, NJ
Casey Arundel
Atlanta, GA
Magda Malinowski
Chicago, IL
Evan Bloomberg
Short Hills, NJ
Fay Fruin-Jameson
Los Gatos, CA

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started