Mark
Roman
Stratos Wealth Advisors LLC
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About this Advisor
Mark Roman is a financial advisor operating in Rockland, Massachusetts who has 4 years of industry experience. Roman currently works for Stratos Wealth Advisors LLC. During their career, the advisor has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A and Stratos Wealth Advisors, LLC. Roman has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Massachusetts and Texas. Stratos Wealth Advisors LLC is a registered investment business that has its headquarters in Beachwood, OH. It has offices in 27 locations and a total of 102 financial advisors. It oversees $4 billion in total assets among its 12,212 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides financial advisory services to 13 charities and foundations. Of its 12,212 accounts, just 12% are associated with high-net-worth clients who have at least $1 million in assets. Stratos Wealth Advisors LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely vary depending on the type of services provided. Fees billed by Stratos Wealth Advisors LLC likely include some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stratos Wealth Advisors LLC Brokerage Details
$3,549,414,846
102
12,212
$290,650
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Mark Roman Work History
Mark has been registered as a financial advisor for 4 years.*
Stratos Wealth Advisors, LLC
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Roman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stratos Wealth Advisors LLC
Beachwood, OH
Pittsburgh, PA
Dublin, OH
San Diego, CA
Beachwood, OH
Westport, CT
Dublin, OH
Mars, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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