Martin
Gauba
Morgan Stanley
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About this Advisor
Martin Gauba is a financial advisor based in Middleton, Massachusetts. Gauba is an advisor for Morgan Stanley. Over the course of their career, they have held roles at Nfc Amenity Management, Smithfield Peat Co, Valvoline, Acs Industries, Fidelity Investments, West Milford High School, Bryant University, Macopin Middle School, Ventus Auto Center and Morgan Stanley. Gauba holds Series 65 and Series 63 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Connecticut. Morgan Stanley is a registered investment company based in Purchase, NY. The firm has offices in 930 locations and a total of 28,000 financial advisors. It manages $1 trillion in total assets across its 2,233,188 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm advises 30,383 charities and foundations. Of its 2,233,188 customer accounts, just 1% belong to high-net-worth individuals who have greater than $1 million in investable assets. The advisory firm has a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management typically vary depending on the services. Fee types billed by Morgan Stanley likely include asset-based, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Morgan Stanley Brokerage Details
$1,185,061,196,999
28,000
2,233,188
$530,659
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Martin Gauba Work History
Martin has been registered as a financial advisor for 0 years.*
Morgan Stanley
Fidelity Investments
Acs Industries
Ventus Auto Center
Valvoline
Smithfield Peat Co
Bryant University
Nfc Amenity Management
West Milford High School
Macopin Middle School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Martin Gauba to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Morgan Stanley
Lutherville Timonium, MD
Denver, CO
Pasadena, CA
Atlanta, GA
Yakima, WA
Palm Harbor, FL
Billings, MT
Menlo Park, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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