Mary Kate
Frodema
St. Germain Investment Management
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About this Advisor
Mary Kate Frodema is a certified financial planner operating in Northampton, Massachusetts with a total of 1 year of relevant experience. Frodema currently works for St. Germain Investment Management. During their career, the advisor has held roles at Western New England University, Massmutual Life Insurance Co, Mml Investors Services, LLC, Mml Distributors, LLC, Mml Strategic Distributors, LLC, Hart & Patterson Financial Group, St. Germain Securities and Mass Mutual Life Insurance Company. Frodema has Series 63 and Series 66 licenses, certifying them as a securities agent, and is able to serve investors in Massachusetts. St. Germain Investment Management is a financial advisory company that has its headquarters in Springfield, MA. The investment advisory business has offices in four locations and a total of 40 financial advisors. It oversees $2 billion in assets between its 5,243 accounts, placing it among the largest firms in the United States by assets under management. The firm advises 61 charities and foundations. Of its 5,243 client accounts, just 5% belong to high-net-worth clients who have more than $1 million in assets available to invest. St. Germain Investment Management offers a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and publication of newsletters. Fees charged by financial advisors usually are based on which services the firm provides the client. Fees billed by St. Germain Investment Management typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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St. Germain Investment Management Brokerage Details
$2,284,379,946
40
5,243
$435,701
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Publication of periodicals or newsletters
Mary Kate Frodema Work History
Mary Kate has been registered as a financial advisor for 1 years.*
St. Germain Securities
Hart & Patterson Financial Group
Mass Mutual Life Insurance Company
Mml Strategic Distributors, LLC
Western New England University
Massmutual Life Insurance Co
Mml Investors Services, LLC
Mml Distributors, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mary Kate Frodema to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at St. Germain Investment Management
Springfield, MA
Springfield, MA
Lee, MA
Springfield, MA
Springfield, MA
Springfield, MA
Northampton, MA
Springfield, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
