Michael
Dooley

Santander Securities LLC

CRD#5278096
Investment Advisor
in Swampscott, MA

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About this Advisor

Michael Dooley is a financial advisor working in Swampscott, Massachusetts, with a total of 10 years of relevant experience. Dooley works at Santander Securities LLC. During their career, the advisor has held roles at Santander Bank, Na, Santander Securities, LLC and Michael Dooley Insurance. Dooley maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in Massachusetts. Santander Securities LLC is an advisory company headquartered in Dorchester, MA. The firm has offices in 478 locations and a total of 530 financial advisors. It handles $2 billion in assets between its 9,808 client accounts, making it one of the largest firms in the nation by assets under management. The firm provides services to four charitable organizations. The advisory firm provides a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial management typically depend on which services are provided. However, fees charged by Santander Securities LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

495 Paradise Road
Swampscott, MA 01907

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Santander Securities LLC Brokerage Details

Total Assets Under Management

$1,848,708,275

MA Average: $16,012,751,954
Total Number of Employees

530

MA Average: 118
Total Number of Accounts

9,808

MA Average: 4,567
Average Account Size

$188,490

MA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Michael Dooley Work History

Michael has been registered as a financial advisor for 10 years.*

2022 - Present (2 years)

Santander Securities, LLC

2013 - Present (11 years)

Santander Bank, Na

2013 - 2022 (9 years)

Santander Securities, LLC

2013 - 2013 (< 1 year)

Michael Dooley Insurance

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Dooley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Santander Securities

Silvi Sinoimeri
Dorchester, MA
Robert Craig
Dorchester, MA
Michael Tuomala
Worcester, MA
Kyle Abbot
Freehold, NJ
Robert Byrne
Dorchester, MA
Alexander Forster
Miami, FL
Anthony Acosta
Florham Park, NJ
Syuzanna Petrosyan
Johnston, RI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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