Michael
Winn

Ubs Financial Services Inc

CRD#1650618
Investment Advisor
in Peabody, MA

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About this Advisor

Michael Winn is an investment advisor based in Peabody, Massachusetts. Currently a registered advisor at Ubs Financial Services Inc, they have accumulated a notable 25 years of practice in the financial advisory industry. Winn holds Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Winn is able to serve customers in Texas. Their career trajectory has included roles at Ubs Financial Services Inc, Citigroup Global Markets Inc and Morgan Stanley Smith Barney. Ubs Financial Services Inc is headquartered in Peabody, Massachusetts, and has 369 brick-and-mortar locations throughout the country. As a company, Ubs Financial Services Inc manages $496 billion in assets throughout 922,927 accounts and retains more than 13,402 people. The firm's total assets under management places it among the biggest investment advisory firms in the country. The firm manages 453,419 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 52% of the advisory firm's clients are high-net-worth individuals, meaning they have greater than $1 million in capital. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

25 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

8 Essex Center Drive
Peabody, MA 01960

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

MA Average: $10,121,009,343
Total Number of Employees

13,335

MA Average: 92
Total Number of Accounts

957,738

MA Average: 6,978
Average Account Size

$517,923

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Michael Winn Work History

Michael has 25 years of experience.

2010 - Present (9 years)

Ubs Financial Services Inc

2009 - 2010 (1 year)

Morgan Stanley Smith Barney

1993 - 2009 (16 years)

Citigroup Global Markets Inc

Disclosures

Michael Winn has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Debra Noble
Weehawken, NJ
Patrick Harrington
Weehawken, NJ
Micaela Murphy
La Jolla, CA
Kory Frost
Farmington, MI
Felicia Chang
Pasadena, CA
Chester Wang
Boulder, CO
Juliana Trovato
Florham Park, NJ
Brent Barnhart
Birmingham, MI

This content was compiled from the SEC and FINRA.

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