Richard
Elliott
Facet
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About this Advisor
Richard Elliott is a certified financial planner operating in Marblehead, Massachusetts with a total of 3 years of relevant experience. Elliott is on the advisory team at Facet. Over the course of their career, they have held roles at Tiaa, Tiaa-Cref Individual & Institutional Services, LLC, Citizens Securities Inc, Mercer Global Advisors Inc, Price Waterhouse Coopers, Citizens Bank, Facet Wealth and Citizens Securities, Inc. Elliott holds Series 65, Series 66 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Florida, Massachusetts and Texas. Facet is a financial advisory company headquartered in Baltimore, MD. It manages $2 billion in total assets between its 18,571 accounts, placing it among the biggest firms in the United States by assets under management. Of its 18,571 accounts, just 7% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm offers a set of services, such as financial planning services and portfolio management for individuals and small businesses. A financial advisor's fees largely are based on the services. However, fees charged by Facet typically consist of fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Facet Brokerage Details
$1,654,740,781
275
18,571
$89,103
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Richard Elliott Work History
Richard has been registered as a financial advisor for 3 years.*
Facet Wealth
Citizens Securities, Inc
Citizens Securities Inc
Price Waterhouse Coopers
Citizens Bank
Mercer Global Advisors Inc
Price Waterhouse Coopers
Price Waterhouse Coopers
Tiaa
Tiaa-Cref Individual & Institutional Services, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Elliott to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Facet
Baltimore, MD
Baltimore, MD
Baltimore, MD
Enterprise, UT
Baltimore, MD
Baltimore, MD
Lafayette, CO
Baltimore, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
