Richard
Mullen
Pallas Capital Advisors, LLC
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About this Advisor
Richard Mullen is a financial advisor operating in Braintree, Massachusetts with a total of 3 years of industry experience. Mullen currently works for Pallas Capital Advisors, LLC. Mullen has gained experience at Ubs Financial Services Inc, Triad Advisors LLC, Pallas Capital Advisors, LLC and Gwm Advisors, LLC. Mullen holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to work in Massachusetts. Pallas Capital Advisors, LLC is a registered investment firm operating out of Braintree, MA. The company has offices in four locations and a total of 22 people on staff. It oversees $2 billion in assets under management among its 2,675 customer accounts, making it one of the biggest firms in the nation by assets under management. Of its 2,675 customer accounts, 38% belong to high-net-worth clients who have more than $1 million in investable assets. The company performs a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees for financial advisory services typically vary depending on which service is provided. However, fee types billed by Pallas Capital Advisors, LLC likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Pallas Capital Advisors, LLC Brokerage Details
$1,539,021,289
22
2,675
$575,335
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Richard Mullen Work History
Richard has been registered as a financial advisor for 3 years.*
Pallas Capital Advisors, LLC
Triad Advisors LLC
Gwm Advisors, LLC
Ubs Financial Services Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Mullen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Pallas Capital Advisors, LLC
Braintree, MA
Newport, RI
Braintree, MA
Braintree, MA
Braintree, MA
Braintree, MA
Braintree, MA
Newport, RI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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