Richard
Shaw

Cetera Advisors LLC

CRD#1592514
Investment Advisor
in Shrewsbury, MA

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About this Advisor

Richard Shaw is a chartered financial consultant who works out of Shrewsbury, Massachusetts with 7 years of relevant experience. Shaw is an employee of Cetera Advisors LLC. During their career, the advisor has held roles at Investors Capital Corporation, Advanced Financial Group and Cetera Advisors LLC. Shaw has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Massachusetts. Cetera Advisors LLC is a registered investment firm based in Englewood, CO. The firm has offices in 692 locations and a total of 1,047 employees. It has $21 billion in total assets between its 90,646 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides services to 294 charities and foundations. Of its 90,646 accounts, 26% are held by high-net-worth individuals who have at least $1 million in investable assets. Cetera Advisors LLC performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees largely are based on which services are provided. Fees charged by Cetera Advisors LLC most likely include some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

9 Maple St Ste 1
Shrewsbury, MA 01545

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Cetera Advisors LLC Brokerage Details

Total Assets Under Management

$21,227,977,082

MA Average: $2,349,664,866
Total Number of Employees

1,047

MA Average: 28
Total Number of Accounts

90,646

MA Average: 1,101
Average Account Size

$234,185

MA Average: $2,134,119

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Richard Shaw Work History

Richard has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Cetera Advisors LLC

2003 - Present (21 years)

Advanced Financial Group

2003 - 2016 (13 years)

Investors Capital Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Shaw to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Advisors LLC

Michael Rousseau
Westborough, MA
Nicholas Russell
Orlando, FL
Elyse Jurman
Boca Raton, FL
William Lucas
Missoula, MT
Iain Reilly
San Diego, CA
Denise Ford
Saint Louis, MO
John Peyton
Lake Oswego, OR
Randy Roesler
Franklin, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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