Robert
Brooks

Riverfront Investment Group, LLC

CRD#2169413
Investment Advisor
in Manchester, MA

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About this Advisor

Robert Brooks is a financial advisor based in Manchester, Massachusetts, working with Riverfront Investment Group, LLC. Robert has previously held positions at A I M Distributors, Inc, Invesco Advisers, Inc, State Street Global Markets, LLC, State Street Global Advisors, Deutsche Am Distributors, Inc, Griffin Capital Securities, LLC, Riverfront Investment Group, Alps Distributors, Inc, and Powershares Capital Management. Robert has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Virginia. Currently, Robert is part of Riverfront Investment Group, LLC, which operates out of Manchester, Massachusetts. The firm has 50 employees and manages assets totaling $751.1 million. The firm serves a variety of clients, including charitable organizations. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, and other services. The fee structure at Riverfront Investment Group, LLC includes asset-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Other

Fee Structure

Percentage of Assets

Office Location

Manchester, MA

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Riverfront Investment Group, LLC Brokerage Details

Total Assets Under Management

$751,084,541

MA Average: $1,835,309,194
Total Number of Employees

50

MA Average: 32
Total Number of Accounts

485

MA Average: 1,458
Average Account Size

$1,548,628

MA Average: $1,258,785

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Other

Robert Brooks Work History

2021 - Present (3 years)

Riverfront Investment Group

2021 - Present (3 years)

Alps Distributors, Inc

2019 - 2021 (2 years)

Griffin Capital Securities, LLC

2016 - 2020 (4 years)

Deutsche Am Distributors, Inc

2015 - 2016 (1 year)

State Street Global Markets, LLC

2015 - 2016 (1 year)

State Street Global Advisors

2010 - 2015 (5 years)

Invesco Advisers, Inc

2006 - 2015 (9 years)

A I M Distributors, Inc

2006 - 2015 (9 years)

Powershares Capital Management

Disclosures

Please visit the SEC profile of Robert Brooks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Riverfront Investment Group, LLC

Robert Elliott
Richmond, VA
Taylor Bryan
Richmond, VA
Jackson Tavenner
Richmond, VA
Diego Marti Vertiz
Richmond, VA
David Forrest
Richmond, VA
Charlotte Legrand
Richmond, VA
Adam Grossman
Richmond, VA
Kaetlin Collins
Richmond, VA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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