Scott
Newton

Ubs Financial Services Inc

CRD#2728148
Investment Advisor
in Peabody, MA

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About this Advisor

Scott Newton is an advisor located in Peabody, Massachusetts. Currently a registered investment advisor with Ubs Financial Services Inc, they have accrued 11 years of work experience. Newton has a Series 66 license, designating them as both a securities agent and an investment advisor representative. Newton is registered to serve clients in Texas. Newton has worked their entire career at Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Peabody, Massachusetts, and has 369 offices in the country. As a registered investment advisory firm, Ubs Financial Services Inc oversees $496 billion in assets covering 957,738 client accounts and retains more than 13,335 people. The firm's total assets under management makes it one of the largest investment advisory firms in the United States. The firm manages 500,077 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 56% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

8 Essex Center Drive 2Nd Floor
Peabody, MA 01960

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

MA Average: $10,121,009,343
Total Number of Employees

13,335

MA Average: 92
Total Number of Accounts

957,738

MA Average: 6,978
Average Account Size

$517,923

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Scott Newton Work History

Scott has 12 years of experience.

2008 - Present (12 years)

Ubs Financial Services Inc

Disclosures

Scott Newton has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Peter Maroney
New York, NY
Iziar Moure
Charlotte, NC
Fay Fruin-Jameson
Los Gatos, CA
John Dunahoo
Franklin, TN
Saman Samii
Dallas, TX
Christopher Albanese
Weehawken, NJ
Patrick Harrington
Weehawken, NJ

This content was compiled from the SEC and FINRA.

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