Stephen
Raymond

Planmember Securities Corporation

CRD#3206764
Investment Advisor
in Peabody, MA

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About this Advisor

Stephen Raymond is a financial advisor in Peabody, Massachusetts. Currently a registered advisor at Planmember Securities Corporation, they have gathered 13 years of practice in the financial advisory industry. Raymond maintains Series 63, Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative. Raymond is able to work with customers in Massachusetts. Their career trajectory has included roles at E*Trade Securities LLC, E*Trade Capital Management LLC, Delta Equity Services Corporation, Delta Global Asset Management and Planmember Securities Corporation. Planmember Securities Corporation is based out of Peabody, Massachusetts, and has 57 additional brick-and-mortar locations in the United States. As a company, Planmember Securities Corporation manages $4 billion in assets throughout 66,069 accounts and employs more than 264 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. None of the advisor firm's 66,069 clients are regarded as high-net-worth individuals, who are defined as investors who have more than $1 million in investable assets. Planmember Securities Corporation can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

2 Moore Street
Peabody, MA 01960

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Planmember Securities Corporation Brokerage Details

Total Assets Under Management

$4,290,116,608

MA Average: $7,578,581,321
Total Number of Employees

274

MA Average: 43
Total Number of Accounts

73,525

MA Average: 3,727
Average Account Size

$58,349

MA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Stephen Raymond Work History

Stephen has 13 years of experience.

2012 - Present (7 years)

Planmember Securities Corporation

2010 - 2012 (2 years)

Delta Equity Services Corporation

2010 - 2012 (2 years)

Delta Global Asset Management

2009 - 2010 (1 year)

E*Trade Capital Management LLC

2005 - 2010 (5 years)

E*Trade Securities LLC

Disclosures

Stephen Raymond has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Planmember Securities Corporation

Richina Gaubert
Oviedo, FL
Alexander Burum
Oxnard, CA
Kelly Davis
Carpinteria, CA
Judah-Ben Ernst
Oviedo, FL
Ryan Degrazier
Carpinteria, CA
Matthew Sinclair
Carpinteria, CA
Justin Blevins
Flint, MI
Michael Payne
Oviedo, FL

This content was compiled from the SEC and FINRA.

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