Stephen
Strout

Pruco Securities, LLC

CRD#4333013
Investment Advisor
in Wakefield, MA

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About this Advisor

Stephen Strout is a financial advisor who works out of Wakefield, Massachusetts with 5 years of relevant experience. Strout currently works for Pruco Securities, LLC. Over the course of their career, they have held roles at Ameriprise Financial Services, Inc, Pruco Securities, LLC, Prudential Insurance Company Of America and Commonwealth Financial Network. Strout maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to serve investors in Maine. Pruco Securities, LLC is a registered investment firm that has its headquarters in Newark, NJ. The firm has offices in 42 locations and a total of 2,500 people on staff. It controls $14 billion in total assets between its 106,737 customer accounts, placing it among the biggest firms in the country by assets under management. Of its 106,737 customer accounts, just 1% belong to high-net-worth clients who have at least $1 million in assets available to invest. The advisory firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial management fees largely depend on which services are offered. Fees billed by Pruco Securities, LLC likely include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

500 Edgewater Drive Suite 595
Wakefield, MA 01880

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$14,029,321,422

MA Average: $10,121,009,343
Total Number of Employees

2,500

MA Average: 92
Total Number of Accounts

106,737

MA Average: 6,978
Average Account Size

$131,438

MA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Strout Work History

Stephen has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Pruco Securities, LLC

2018 - Present (6 years)

Prudential Insurance Company Of America

2015 - 2017 (2 years)

Commonwealth Financial Network

2012 - 2015 (3 years)

Ameriprise Financial Services, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Strout to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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