Steven
Auger

Santander Securities LLC

CRD#6810604
Investment Advisor
in Dorchester, MA

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About this Advisor

Steven Auger is a financial advisor based in Dorchester, Massachusetts who has 4 years of relevant experience. Auger is an advisor for Santander Securities LLC. Over the course of their career, they have held roles at Mcadam LLC, Purshe Kaplan Sterling Investments, Saint Michael'S College, Hopkinton Middle/High School, Law Office Of Manning & Zimmerman, Santander Bank, Na and Santander Securities, LLC. Auger maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in Massachusetts and New Hampshire. Santander Securities LLC is a business based out of Dorchester, MA. It has offices in 478 locations and a total of 530 employees. It has $2 billion in assets across its 9,808 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises four charitable organizations. The company provides a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fees typically are based on which service is offered. Fees charged by Santander Securities LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

2 Morrissey Boulevard Cpk 3A
Dorchester, MA 02125

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Santander Securities LLC Brokerage Details

Total Assets Under Management

$1,848,708,275

MA Average: $16,012,751,954
Total Number of Employees

530

MA Average: 118
Total Number of Accounts

9,808

MA Average: 4,567
Average Account Size

$188,490

MA Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Steven Auger Work History

Steven has been registered as a financial advisor for 4 years.*

2018 - Present (6 years)

Santander Bank, Na

2018 - Present (6 years)

Santander Securities, LLC

2017 - 2018 (1 year)

Mcadam LLC

2017 - 2018 (1 year)

Purshe Kaplan Sterling Investments

2016 - 2016 (< 1 year)

Law Office Of Manning & Zimmerman

2015 - 2016 (1 year)

Saint Michael'S College

2013 - 2017 (4 years)

Saint Michael'S College

2007 - 2013 (6 years)

Hopkinton Middle/High School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Auger to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Santander Securities

Silvi Sinoimeri
Dorchester, MA
Patrick Lospennato
Beverly, MA
John Russo
Caldwell, NJ
Kyle Abbot
Freehold, NJ
Robert Byrne
Dorchester, MA
Scott Harrison
Cherry Hill, NJ
Julie Makrigianis
Florham Park, NJ
Anthony Acosta
Florham Park, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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